民主能在多重危机中幸存吗?

2023 · 文章 · 原文约 1675 词
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我们生活在动荡不安的时代。太多事情发生得太快,让人们感到困惑。哥伦比亚大学经济历史学家亚当·图兹(Adam Tooze)确实为这个现象创造了一个流行词。他称之为“多重危机”。

We are living in troubled times. Too much is happening too fast. People are confused. The Columbia University economic historian Adam Tooze has, indeed, popularized a word for it. He calls it a “polycrisis.”

“多重危机”的根源众多。在我看来,当今世界多重危机的主要根源是人工智能。气候变化排在第二位,俄罗斯入侵乌克兰则位列第三。这个清单还可以列得很长,但我先聚焦这三个,这应该有助于减少困惑。

The polycrisis has many sources. In my opinion the main source of the polycrisis afflicting the world today is artificial intelligence. Climate change comes second, and the Russian invasion of Ukraine qualifies as the third. The list is much longer but I’ll focus on these three. That should help reduce the confusion.

ARTIFICIAL INTELLIGENCE

ARTIFICIAL INTELLIGENCE

微软通过一家名为 OpenAI 的关联公司向公众免费提供 ChatGPT,震惊了世界。那是在 2022 年 11 月。ChatGPT 对谷歌的商业模式构成了生存威胁。谷歌随即进入超速运转状态,以求尽快推出与之竞争的产品。

AI shocked the world when Microsoft made ChatGPT freely available to the public through an associated company called OpenAI. That was in November 2022. ChatGPT posed an existential threat to Google’s business model. Google went into overdrive to release a competing product as soon as possible.

不久之后,被公认为人工智能之父的杰弗里·辛顿(Geoffrey Hinton)从谷歌辞职,以便能够公开谈论这项新技术带来的风险。他彻底推翻了此前的立场,对 AI 持非常负面的看法。他说,AI 可能会摧毁我们的文明。

Shortly thereafter, Geoffrey Hinton, who is generally considered the godfather of AI, resigned from Google so that he could speak openly about the risks posed by the new technology. Reversing his previous position, he took a very dim view of AI. He said that it could destroy our civilization.

欣顿开创了神经网络的发展,这些网络能够理解和生成语言,并通过分析数据学习技能。随着数据量的增长,AI 所谓大型语言模型的能力也随之提升。

Hinton pioneered the development of neural networks that can understand and generate language and learn skills by analyzing data. As the data grew, so did the capacity of AI’s so-called large language models.

这给欣顿留下了深刻印象。“也许这些系统里的运作机制实际上比人脑中的运作机制要好得多,”他说。他声称,随着这些系统变得越来越强大,它们也变得越来越危险。他特别警告要防范完全自主的武器系统——他称之为杀人机器人。1

This made a big impression on Hinton. “Maybe what is going on in these systems is actually a lot better than what is going on in the brain,” he said. As they become more powerful they also become more dangerous, he claimed. In particular, he warned against fully autonomous weapon systems – killer robots, he called them.1

“我们已经进入了一个完全未知的领域。我们能够制造出比自身更强壮的机器,但我们仍然掌握着控制权。但如果有一天我们造出了比我们更聪明的机器呢?……人工智能将在五到二十年内超越人类智能。”而且,“它很快就会发现,如果它变得更加强大,就能更好地实现自己的目标。”

“We’ve entered completely unknown territory. We’re capable of building machines that are stronger than ourselves, but we’re still in control. But what if we develop machines that are smarter than us? … It will take AI between five and 20 years to surpass human intelligence.” And “it will soon realize that it achieves its goals better if it becomes more powerful.”2

辛顿的话给我留下了极深的印象。确实,人工智能让我想起了歌德的诗《魔法师的学徒》。学徒正在学习魔法,但并未完全掌握师傅所授的真谛。当师傅命令他扫地时,他将咒语施于一把扫帚上。扫帚服从了他的指令,但学徒却无法阻止扫帚不停地打水来扫地,结果整个屋子都被淹了。

What Hinton said made a big impression on me. Indeed, AI reminded me of Goethe’s poem “The Sorcerer’s Apprentice.” The Apprentice is studying magic but doesn’t fully understand what the master is teaching him. When the master orders him to sweep the floor, he applies the magic words to a broom. The broom obeys him, but the apprentice can’t stop the broom from fetching buckets of water to sweep the floor and the house gets flooded.

我是在人工智能被发明之前长大的。这让我成为一个坚定的现实主义者。在相对年轻的时候,我就意识到理解我出生的这个世界有多么困难,于是我向现实寻求道德指引。

I grew up before AI was invented. That made me a great believer in reality. I realized at a relatively early age how difficult it is to understand the world I was born into, and I looked to reality to provide me with moral guidance.

我们人类既是所生活世界的参与者,也是观察者。作为参与者,我们希望世界朝对我们有利的方向改变;作为观察者,我们想如实理解现实。这两个目标相互干扰。我认为这是一个重要洞见,能让我分清对错。

We, human beings, are both participants and observers in the world in which we live. As participants we want to change the world in our favor; as observers we want to understand reality as it is. These two objectives interfere with each other. I regard this as an important insight which allows me to distinguish between right and wrong.

AI 摧毁了这个简单的模型,因为它与现实世界毫无关系。AI 创造自己的现实,当这种人造现实与现实世界无法对应时——这经常发生——它就会被当作幻觉丢弃。

AI destroyed this simple schema because it has absolutely nothing to do with reality. AI creates its own reality and when that artificial reality fails to correspond to the real world – which happens quite often – it is discarded as hallucination.1

这让我几乎本能地反对人工智能,我完全同意那些主张需要对其进行监管的专家们。但监管必须具有全球可执行性,因为作弊的动机太强了;那些规避监管的人将获得不公平的优势。

This made me almost instinctively opposed to AI and I wholeheartedly agree with the experts who argue that it needs to be regulated. But the regulations have to be globally enforceable because the incentive to cheat is too great; those who evade the regulations gain an unfair advantage.

遗憾的是,全球统一监管根本无法实现,因为当今世界被两种截然对立的治理体系所主导。这两种体系在“什么需要监管”以及“为何要监管”这两个问题上,持有根本不同的看法。

Unfortunately, global regulations are unattainable because the world is dominated by a conflict between two systems of governance which are diametrically opposed to each other. They have radically different views on what needs to be regulated and why.

我将这两种治理体系称为开放社会和封闭社会。两者之间的区别如下:在开放社会中,国家的角色是捍卫个人的自由;在封闭社会中,个人的角色是服务于统治者的利益。

I refer to the two systems of governance as open and closed societies. I define the difference between the two as follows: in an open society, the role of the state is to defend the freedom of the individual; in a closed society, the role of the individual is to serve the interests of the rulers.

AI 的发展极其迅猛,普通人脑根本无法完全理解它。没人能预测它会带我们去向何方。但有一点我们可以肯定:AI 助益封闭社会,却对开放社会构成致命威胁。这是因为 AI 尤其擅长制造控制工具,帮助封闭社会监视其臣民。

AI is developing incredibly fast, and it is impossible for ordinary human intelligence to fully understand it. Nobody can predict where it will take us. But we can be sure of one thing: AI helps closed societies and poses a mortal threat to open societies. That’s because AI is particularly good at producing instruments of control that help closed societies to surveil their subjects.

这就是我本能反对 AI 的原因,但我不知道如何阻止它。目前,其他任何人同样不知道,不过大多数 AI 开发者都认识到有必要对其进行监管。国会和乔·拜登总统的政府也是如此。但 AI 的发展速度远超政府的响应速度。拜登政府已采取了一些行政行动,但国会要出台类似“AI 权利法案”这样的法案将会困难重重。

This is why I am instinctively opposed to AI, but I don’t know how it can be stopped. Right now, nobody else does either, but most of those who developed AI recognize the need to regulate it. So does Congress and President Joe Biden’s administration. But AI is moving much faster than governmental authorities. The Biden administration has taken some executive action, but Congress will have difficulties in enacting anything like an “AI Bill of Rights.”

不过,有一个问题刻不容缓。2024 年,美国将举行大选——英国也很可能同步进行——而人工智能无疑将扮演重要角色,其影响恐怕只会是危险的。人工智能非常擅长制造虚假信息和深度伪造,会有很多恶意行为者。我们能对此做些什么?我没有答案,但我希望这个问题能得到应有的关注。

There is, however, a problem that cannot wait. There will be general elections in the United States in 2024 – and, most likely, in the United Kingdom as well – and AI will undoubtedly play an important role, one which is unlikely to be anything but dangerous. AI is very good at producing disinformation and deep fakes and there will be many malicious actors. What can we do about that? I don’t have the answer, but I hope this issue will receive the attention it deserves.

CLIMATE CHANGE

CLIMATE CHANGE

复合危机中的第二个要素是气候变化。人类活动的加剧,特别是温室气体、二氧化碳和甲烷的大规模使用,已经扰乱了全球气候系统。2015 年《巴黎协定》设定了比工业化前水平上升 1.5 摄氏度的目标。现在这个目标注定要被突破;尽管人类为应对气候变化付出了种种努力,但全球变暖的速度实际上正在加快。

The second element in the polycrisis is climate change. The global climate system has been disrupted by increased human intervention, particularly the large-scale use of greenhouse gases, carbon dioxide, and methane. The 2015 Paris agreement set a target of 1.5° Celsius above pre-industrial times. That is now bound to be transgressed; in spite of all the efforts to fight climate change, the rate of warming is actually accelerating.

两位备受尊敬的气候科学家——英国政府前首席科学顾问戴维·金(David King)和波茨坦研究所的约翰·罗克斯特伦(Johan Rockström)警告说,这可能触发临界点,导致地球生命系统崩溃。

Two highly respected climate scientists, David King, a former chief scientific adviser to the UK government, and Johan Rockström of the Potsdam Institute, have warned that this could trigger tipping points and lead to the collapse of life on earth.

政府间气候变化专门委员会(IPCC)表示,按照当前的气候政策,到 2100 年地球温度将上升 2.5°C 至 2.7°C。科学家指出,这将是一场灾难。届时气温将超过过去四百万年来地球的最高温度,导致格陵兰岛、喜马拉雅山脉和南极西部冰盖完全融化,海平面上升 10 米。

The Intergovernmental Panel on Climate Change has said that current climate policies will leave the Earth between 2.5°C and 2.7°C hotter by 2100. That would be a disaster, the scientists said. It would exceed the warmest temperature on earth over the past four million years. It would lead to the complete melting of the Greenland, Himalayan, and West Antarctic ice sheets and raise sea levels by ten meters.

“地球上所有大型生物群落都将崩溃——热带雨林、许多温带森林——永久冻土突然融化,海洋生物将全面崩溃,地球上一大片宜居区域将发生变迁,”罗克斯特伦说。

“There would be a collapse of all the big biomes on planet Earth – the rainforest, many of the temperate forests – abrupt thawing of permafrost, we will have complete collapse of marine biology, we will have a shift of large parts of the habitability on Earth,” Rockström said.

“地球赤道地区超过三分之一的区域将不再适合人类居住,因为你会越过健康阈值——大约是 30 摄氏度。”

“Over one-third of the planet around the equatorial regions will be uninhabitable because you will pass the threshold of health, which is around 30°C.”

遗憾的是,当应对气候变化与民众生计发生冲突时,人们会选择捍卫自己的生计。德国和荷兰的农民对氮排放管制措施群情激愤,因为这些规定让他们无法继续养牛。他们已组织起来,在选举中获胜,并撼动了欧盟。

Unfortunately, when fighting climate change interferes with people’s livelihood, they want to protect their livelihood. Farmers in Germany and the Netherlands are up in arms against regulating nitrogen emissions because these regulations prevent them from keeping cows. They have mobilized, winning elections and shaking the European Union.

我还应该提一下石油公司想继续赚钱的愿望。

I should also mention the desire of oil companies to continue making a profit.

我们在应对气候变化方面严重落后于预定计划。气候科学家认为必要的一切措施——大幅快速减排、从大气中清除过量的温室气体、让北极重新冻结——我们必须全部付诸实施。要做到这一点,还必须赢得原住民社区的同意。这一切都必须尽快完成。

We are way behind schedule in fighting climate change. We ought to do everything that climate scientists deem necessary – reduce emissions deeply and rapidly, remove excess greenhouse gases from the atmosphere, and refreeze the Arctic. To do this, we must gain the approval of indigenous communities. All this has to be done as soon as possible.

俄罗斯对乌克兰的战争

RUSSIA’S WAR ON UKRAINE

这就引出了多重危机的第三个组成部分。俄罗斯入侵乌克兰给世界带来了负面冲击,扰乱了粮食供应,并导致重大地缘政治格局重组。话虽如此,实际结果远比预期要好。乌克兰军队进行了英勇抵抗,并在美国和欧洲的大力支持下扭转了局面。俄罗斯军队被证明是纸老虎,领导不力且腐败透顶。瓦格纳集团,这支私人雇佣兵军队,在一段时间内支撑了入侵行动,但最终他们也未能击败乌克兰。

This brings us to the third component of the polycrisis. The Russian invasion of Ukraine came as a negative shock to the world, disrupting food supplies and causing major geopolitical realignments. Having said that, the actual outcome is much better than could have been expected. The Ukrainian army put up heroic resistance and, with strong support from the US and Europe, turned things around. The Russian army proved to be a paper tiger, badly led and thoroughly corrupt. The Wagner Group, a private mercenary army, propped up the invasion for a period, but in the end, they too failed to defeat Ukraine.

因此,乌克兰现已准备好在西方承诺提供的所有装备交付后立即发起反攻。拜登甚至已同意向乌克兰提供 F-16 战斗机。

As a result, Ukraine is now ready to launch a counterattack as soon as all of the equipment it has been promised by the West is delivered. Biden has even agreed that Ukraine should be given F-16 fighter planes.

我相信反击会成功。目标将是克里米亚半岛——俄罗斯海军的大本营。通过摧毁那个本就已被破坏的与俄罗斯相连的陆桥,乌克兰能把一块战略资产变成战略负债,因为克里米亚没有水。一旦陆桥被毁,克里米亚的供水就将依赖乌克兰。

I believe the counterattack will be successful. The target will be the Crimean Peninsula, the home base of the Russian Navy. By destroying the already damaged land bridge with Russia, Ukraine could turn a strategic asset into a strategic liability, because Crimea has no water. With the land bridge destroyed, Crimea will depend on Ukraine for water.

俄罗斯联邦的许多地区早已在弗拉基米尔·普京总统的专制统治下感到不满,而这一发展可能促使它们彻底抛弃这一政权。普京复兴俄罗斯帝国的梦想可能瓦解,不再对欧洲和世界构成威胁。

Many parts of the Russian Federation are already chafing under President Vladimir Putin’s despotic regime, and this development may cause them to reject it altogether. Putin’s dream, a revived Russian Empire, could disintegrate and no longer pose a threat to Europe and the world.

俄乌战争的结束将对世界产生积极的冲击。这可能为拜登提供机会,降低中美之间的紧张局势——而中国本身正处于经济衰退之中,这可能使习近平主席更愿意与美国达成和解。拜登并非寻求中国的政权更迭;他所要的只是恢复台海现状。

The end of the war in Ukraine will come as a positive shock for the world. This may provide an opportunity for Biden to lower the tension between the US and China, which is itself in the midst of an economic decline that may make President Xi Jinping more receptive to an accommodation with the US. Biden is not seeking regime change in China; all he wants is to reestablish the status quo in Taiwan.

俄罗斯在乌克兰战败,加上中美紧张局势的缓和,可能会为世界领导人腾出空间,专注于应对气候变化——这一威胁正试图摧毁我们的文明。但通往这一结果的道路既狭窄又曲折。因此,在提出“民主能否在多危机中幸存”这一问题时,用上一个问号是恰当的。

A Russian defeat in Ukraine, and a lessening of Sino-American tensions, may create room for world leaders to focus on fighting climate change, which is threatening to destroy our civilization. But there is only a narrow and winding path that leads to this outcome. So, it is appropriate to use a question mark in asking whether democracy can survive the polycrisis.