杜肯家族办公室有限责任公司——13F-HR表格,截至2012年9月30日持仓
在 2012 年第三季度,我们的交易活动很少。
<DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>q3_2012-13f.txt <DESCRIPTION>Q3 2012 13F <TEXT>
美国
证券交易委员会
华盛顿特区 20549
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
Form 13F
Form 13F
表格 13F 封面页
FORM 13F COVER PAGE
报告所覆盖的日历年度或季度:2012 年 9 月 30 日结束
若为修正案,请在此处勾选 [_];修正案编号:不适用
本修正案(仅勾选一项): [_] 为重述。
[_] 新增持仓条目
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [_]; Amendment Number: N/A
This Amendment ( Check only one): [_] is a restatement. [_] adds new holdings entries
提交此报告的机构投资经理:
Institutional Investment Manager Filing this Report:
名称: 杜肯家族办公室有限责任公司
地址: 西 57 街 40 号,24 楼
纽约州 纽约市 10019
13F 表格文件编号: 028-14660
Name: Duquesne Family Office LLC
Address: 40 West 57th Street, 24th Floor
New York, NY 10019
Form 13F File Number: 028-14660
提交本报告的机构投资经理及其签字人兹声明:本报告的签字人经授权提交该报告,报告中所含全部信息真实、准确且完整,并确认所有需填写的项目、声明、附表、清单及表格均被视为本表格不可分割的组成部分。
The institutional investment manager filing this report and the person by whom it is signed herby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form.
代表报告管理人签署本报告的人:
Person Signing this Report on Behalf of Reporting Manager:
姓名:杰拉德·科纳
职位:总法律顾问
电话:212-830-6500
Name: Gerald Kerner
Title: General Counsel
Phone: 212-830-6500
签名、签署地点及日期:
Signature, Place, and Date of Signing:
/签字/ 杰拉德·科纳 纽约州,纽约市 2012 年 11 月 14 日
----------------- ----------------------- ----------
[签字] [城市,州] [日期]
/s/ Gerald Kerner New York, NY 11/14/12 ---------------------- ------------------- ---------- [Signature] [City, State] [Date]
Report Type
Report Type
[X] 13F 持仓报告。(如果本报告涵盖该报告经理的所有持仓,请在此处勾选。)
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
<PAGE>
<PAGE>
13F 申报汇总页
FORM 13F SUMMARY PAGE
Report Summary:
Report Summary:
其他包含在列的基金经理数量: 0
13F 信息表条目总数: 45
13F 信息表价值总额: $ 1,819,743 (千美元)
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 45
Form 13F Information Table Value Total: $ 1,819,743 (thousands)
其他已纳入经理人清单:无
List of Other Included Managers: NONE
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列 1 列 2 列 3 列 4 列 5 列 6 列 7 列 8
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
投票代理权
证券发行人名称 证券类别 CUSIP 代码 价值 持股数量 买/卖/看涨/看跌 自主决策权 其他管理人 独立 共享 无 (千美元) (股或本金) 投票权 投票权 投票权
---------------------------- -------------- ---------- ---------- ---------- --- --- -------- -------- ---------- ------ -----
Voting Authority Title Value Shrs Or Sh/ Put/ Invstmt Other ------------------- Name of Issuer of Class Cusip (x$1000) Prn Amt Prn Call Dscretn Mngrs Sole Shared None ---------------------------- -------------- ---------- ---------- ---------- --- --- -------- -------- ---------- ------ -----
雅培公司(Abbott Laboratories) COM 002824100 45,627 665,500 股 指定 665,500
美国铁塔公司(American Tower Corp.) COM 03027X100 15,120 211,800 股 指定 211,800
BB&T 公司(BB&T Corp) COM 054937107 14,541 438,500 股 指定 438,500
百健艾迪公司(Biogen Idec Inc.) COM 09062X103 30,096 201,700 股 指定 201,700
切尼尔能源公司(Cheniere Energy Inc.) COM 16411R208 41,427 2,664,122 股 指定 2,664,122
雪佛龙公司(Chevron Corp) COM 166764100 88,411 758,500 股 指定 758,500
科默里卡公司(Comerica Inc.) COM 200340107 14,283 460,000 股 指定 460,000
冠城国际公司(Crown Castle Int'l Corp.) COM 228227104 15,128 236,000 股 指定 236,000
D.R. 霍顿公司(D.R. Horton Inc.) COM 23331A109 111,705 5,412,080 股 指定 5,412,080
DISH 网络公司(DISH Network Corp.) CL A 25470M109 19,499 637,000 股 指定 637,000
伊兰公司(Elan Corp) ADR 284131208 34,467 3,215,180 股 指定 3,215,180
埃克森美孚公司(Exxon Mobil Corp) COM 30231G102 123,137 1,346,500 股 指定 1,346,500
五三银行(Fifth Third Bancorp) COM 316773100 14,730 950,000 股 指定 950,000
吉利德科学公司(Gilead Sciences Inc.) COM 375558103 27,991 422,000 股 指定 422,000
谷歌公司(Google Inc.) CL A 38259P508 62,435 82,750 股 指定 82,750
HCA 控股公司(HCA Holdings Inc.) COM 40412C101 20,416 614,000 股 指定 614,000
哈里伯顿公司(Halliburton Co) COM 406216101 35,459 1,052,500 股 指定 1,052,500
因塞特公司(Incyte Corp) COM 45337C102 30,089 1,667,000 股 指定 1,667,000
安硕 MSCI 新兴市场指数基金(IShares MSCI Emg Mkt Idx) MSCI EMERG MKT 464287234 49,997 1,210,000 股 指定 1,210,000
伊塔乌联合银行控股公司(Itau Unibanco Hldg SA) SPON ADR REP PFD 465562106 18,076 1,183,000 股 指定 1,183,000
KeyCorp 银行(KeyCorp) COM 493267108 23,336 2,670,000 股 指定 2,670,000
卡夫食品公司(Kraft Foods Inc.) CL A 50075N104 54,375 1,315,000 股 指定 1,315,000
莱纳公司(Lennar Corp) CL A 526057104 121,827 3,503,808 股 指定 3,503,808
礼来公司(Eli Lilly & Co) COM 532457108 83,773 1,767,000 股 指定 1,767,000
马拉松石油公司(Marathon Oil Corp) COM 565849106 21,394 723,500 股 指定 723,500
默克公司(Merck & Co.) COM 58933Y105 87,066 1,930,500 股 指定 1,930,500
派克汉尼汾公司(Parker Hannifin Corp.) COM 701094104 25,325 303,000 股 指定 303,000
辉瑞公司(Pfizer Inc.) COM 717081103 84,987 3,420,000 股 指定 3,420,000
先锋自然资源公司(Pioneer Natural Res Co) COM 723787107 26,048 249,500 股 指定 249,500
平原勘探与生产公司(Plains Expl'n & Prod'n Co) COM 726505100 24,356 650,000 股 指定 650,000
普尔特集团(PulteGroup Inc.) COM 745867101 15,283 986,000 股 指定 986,000
雷索卢特林产品公司(Resolute Forest Prods) COM 76117W109 5,330 410,000 股 指定 410,000
SBA 通信公司(SBA Comms Corp) COM 78388J106 10,473 166,500 股 指定 166,500
太阳信托银行(SunTrust Banks Inc.) COM 867914103 51,579 1,824,500 股 指定 1,824,500
塔吉特公司(Target Corp) COM 87612E106 77,306 1,218,000 股 指定 1,218,000
泰尼特医疗保健公司(Tenet Healthcare Corp) COM 88033G407 6,270 1,000,000 股 指定 1,000,000
特索罗公司(Tesoro Corp) COM 881609101 11,774 281,000 股 指定 281,000
时代华纳公司(Time Warner Inc.) COM 887317303 56,209 1,240,000 股 指定 1,240,000
托尔兄弟公司(Toll Brothers Inc.) COM 889478103 28,777 866,000 股 指定 866,000
瓦莱罗能源公司(Valero Energy Corp) COM 91913Y100 27,166 857,500 股 指定 857,500
福泰制药公司(Vertex Pharms Inc) COM 92532F100 12,507 223,786 股 指定 223,786
富国银行(Wells Fargo & Co) COM 949746101 83,614 2,421,500 股 指定 2,421,500
金拱门控股公司(Arcos Dorados Hldgs Inc.) SHS CL A G0457F107 16,433 1,065,000 股 指定 1,065,000
诺布尔公司(Noble Corp) NAMEN - AKT H5833N103 44,993 1,257,500 股 指定 1,257,500
特诺有限公司(Tronox Limited) SHS CL A Q9235V101 6,908 305,000 股 指定 305,000
Abbott Laboratories COM 002824100 45,627 665,500 SH DEFINED 665,500 American Tower Corp. COM 03027X100 15,120 211,800 SH DEFINED 211,800 BB&T Corp COM 054937107 14,541 438,500 SH DEFINED 438,500 Biogen Idec Inc. COM 09062X103 30,096 201,700 SH DEFINED 201,700 Cheniere Energy Inc. COM 16411R208 41,427 2,664,122 SH DEFINED 2,664,122 Chevron Corp COM 166764100 88,411 758,500 SH DEFINED 758,500 Comerica Inc. COM 200340107 14,283 460,000 SH DEFINED 460,000 Crown Castle Int'l Corp. COM 228227104 15,128 236,000 SH DEFINED 236,000 D.R. Horton Inc. COM 23331A109 111,705 5,412,080 SH DEFINED 5,412,080 DISH Network Corp. CL A 25470M109 19,499 637,000 SH DEFINED 637,000 Elan Corp ADR 284131208 34,467 3,215,180 SH DEFINED 3,215,180 Exxon Mobil Corp COM 30231G102 123,137 1,346,500 SH DEFINED 1,346,500 Fifth Third Bancorp COM 316773100 14,730 950,000 SH DEFINED 950,000 Gilead Sciences Inc. COM 375558103 27,991 422,000 SH DEFINED 422,000 Google Inc. CL A 38259P508 62,435 82,750 SH DEFINED 82,750 HCA Holdings Inc. COM 40412C101 20,416 614,000 SH DEFINED 614,000 Halliburton Co COM 406216101 35,459 1,052,500 SH DEFINED 1,052,500 Incyte Corp COM 45337C102 30,089 1,667,000 SH DEFINED 1,667,000 IShares MSCI Emg Mkt Idx MSCI EMERG MKT 464287234 49,997 1,210,000 SH DEFINED 1,210,000 Itau Unibanco Hldg SA SPON ADR REP PFD 465562106 18,076 1,183,000 SH DEFINED 1,183,000 KeyCorp COM 493267108 23,336 2,670,000 SH DEFINED 2,670,000 Kraft Foods Inc. CL A 50075N104 54,375 1,315,000 SH DEFINED 1,315,000 Lennar Corp CL A 526057104 121,827 3,503,808 SH DEFINED 3,503,808 Eli Lilly & Co COM 532457108 83,773 1,767,000 SH DEFINED 1,767,000 Marathon Oil Corp COM 565849106 21,394 723,500 SH DEFINED 723,500 Merck & Co. COM 58933Y105 87,066 1,930,500 SH DEFINED 1,930,500 Parker Hannifin Corp. COM 701094104 25,325 303,000 SH DEFINED 303,000 Pfizer Inc. COM 717081103 84,987 3,420,000 SH DEFINED 3,420,000 Pioneer Natural Res Co COM 723787107 26,048 249,500 SH DEFINED 249,500 Plains Expl'n & Prod'n Co COM 726505100 24,356 650,000 SH DEFINED 650,000 PulteGroup Inc. COM 745867101 15,283 986,000 SH DEFINED 986,000 Resolute Forest Prods COM 76117W109 5,330 410,000 SH DEFINED 410,000 SBA Comms Corp COM 78388J106 10,473 166,500 SH DEFINED 166,500 SunTrust Banks Inc. COM 867914103 51,579 1,824,500 SH DEFINED 1,824,500 Target Corp COM 87612E106 77,306 1,218,000 SH DEFINED 1,218,000 Tenet Healthcare Corp COM 88033G407 6,270 1,000,000 SH DEFINED 1,000,000 Tesoro Corp COM 881609101 11,774 281,000 SH DEFINED 281,000 Time Warner Inc. COM 887317303 56,209 1,240,000 SH DEFINED 1,240,000 Toll Brothers Inc. COM 889478103 28,777 866,000 SH DEFINED 866,000 Valero Energy Corp COM 91913Y100 27,166 857,500 SH DEFINED 857,500 Vertex Pharms Inc COM 92532F100 12,507 223,786 SH DEFINED 223,786 Wells Fargo & Co COM 949746101 83,614 2,421,500 SH DEFINED 2,421,500 Arcos Dorados Hldgs Inc. SHS CL A G0457F107 16,433 1,065,000 SH DEFINED 1,065,000 Noble Corp NAMEN - AKT H5833N103 44,993 1,257,500 SH DEFINED 1,257,500 Tronox Limited SHS CL A Q9235V101 6,908 305,000 SH DEFINED 305,000
Grand Total 1,819,743
Grand Total 1,819,743
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</TEXT>
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</TABLE> </TEXT> </DOCUMENT>